This individual is well versed at operating at Executive level across a broad range of sectors in various regions, giving them a holistic understanding across all areas of Compliance within global organisations. We are confident this individual would be capable of stepping into a role that requires subject matter expertise in range of sectors.

Key skill areas:

  • Compliance
  • Cross-sector
  • Global Experience
  • Regulatory Consulting
  • SMCR

Recent career history and key accomplishments:

  • In recent years they have held a senior Interim role with a UK Retail Bank with significant Compliance ownership, allowing for broad exposure across the full retail product suite whilst working on a range of BAU and programme focused work.
  • Prior to this they held a global compliance role within the Investment Management arm of a global Insurer, a role within which they gained significant regulatory exposure whilst leading a global team.
  • Previously they held multiple executive level compliance roles in Asia with organisations including a leading Brokerage House and a European Banking Group.
  • Whilst initially in the UK, they gained strong exposure in a range of senior risk, compliance and regulatory focused roles with organisations including Investment Managers and Management Consultancies.
  • Their early career was spent in a range of roles across Compliance and Audit within buy side and Insurance house.

‘This individual has developed a unique skillset within Compliance through their breadth of coverage across Financial Services. We would be confident in them succeeding across buy-side, sell-side and Retail Banking’.

Sam Burt, Leathwaite Executive Interim Practice

Would you like to learn more about this individual?

If you would you like to learn more about this executive interim professional, or other similarly skilled executives within our network, we would welcome you to contact us via the link below:

Contact Sam Burt to learn more