Including:
  • Asset and Wealth Management
  • Global Banking Groups
  • Insurance
  • Retail Financial Services & Payments
  • Non-FS sectors

Please scroll down to view the latest moves…

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Asset and Wealth Management

EMEA:

  • Jeremy Grant joins HSBC Private Bank as Global Head of Compliance from UBS Wealth Management where he was Head of Compliance.
    Richard Traub joins Investec Wealth & Investment UK as Head of Financial Crime and MLRO from Deutsche Bank where he was MLRO and Head of AML Advisory, Asset and Wealth Management.
    Rajiv Vyas joins State Street Global Advisors as EMEA Head of Compliance from Santander Asset Management UK where he was Director of Risk and Compliance.
    Katie Smith joins Vanguard as European Head of Legal and Compliance from Deutsche Bank, where she was MD, EMEA Head of Compliance, Asset and Wealth Management.

APAC:

  • Ed Man joins Fidelity International as APAC Head of Assurance and Oversight. He was previously the APAC Lead Auditor for the business.

Global Banking Groups

EMEA:

  • Miten Trivedi re-joins Bank of America as MD, EMEA Head of FICC Compliance from TD Securities where he was MD, Head of Compliance Europe and Asia.
  • Anthony Whitehouse, UK Head of Compliance and Global Head of Fixed Income Compliance at BNP Paribas leaves the firm.
  • Daniel Kane joins BNP Paribas as UK Head of Financial Crime from Credit Suisse where he was Global Head of AML, Policies, and Surveillance.
  • Anna De Winton joins BNP Paribas as Senior Managers’ Regime Lead from Silicon Valley Bank where she was Interim CRO.
  • Kim Hatcher joins BNY Mellon as EMEA Head of Compliance Advisory from Northern Trust where she was Head of the UK and Mainland EMEA Compliance.
  • Robert Clark is appointed Global Head of Investigations at Citi. He was previously EMEA Head of Investigations at the firm.
  • Charles Ross Stewart leaves his role at Citi where he was EMEA Head of Compliance.
  • Antony Lowther joins Commerzbank as Head of Regional Compliance, UK and European Desk from State Street where he was Head of UK Compliance (SMF 16, CF10).
  • Sterling Daines, Deputy Global Head of Financial Crime at Goldman Sachs in New York joins Credit Suisse in Zurich as Global Head of Financial Crime.
  • Phillipe Vollot is appointed Global Head of Anti-Financial Crime and Group Anti-Money Laundering Officer at Deutsche Bank. He was previously Global COO Regulation, Compliance and Anti-Financial Crime at the firm.
  • Katherine Domanski joins HSBC as Chief of Staff, Regulatory Compliance from Citi where she was EMEA Culture and Ethics Compliance Director.
  • Bradley Bismark is appointed Head of Financial Crime for HSBC, Channel Islands and the Isle of Man. He was previously Head of Financial Crime Compliance at HSBC Bangladesh.
  • Lesley Kumar joins Medius Consulting as Head of the Medius Conduct Practice from Bank of America where she was EMEA Head of Compliance.
  • James Peters joins MUFG as EMEA Deputy Head of Compliance from Goldman Sachs where he was Head of EMEA Regional Office Compliance.
  • Liz Beasley joins Natwest Markets as Financial Crime Programme Director from Wells Fargo where she was EMEA Head of Financial Crime Risk Management.
  • Sarah Goodsell joins Nordea Markets as Head of FICC Compliance based in Copenhagen. She was previously Head of UK Compliance at RBS Markets & International Banking.
  • Wendy Phillis joins RBC Investor and Treasury Services as Director of Governance and Regulatory Solutions, Europe and Asia. She was previously Group Risk and Compliance Officer at ICAP.
  • Jonathan Stone leaves his role at RBS where he was Interim Co-Head of Financial Crime.
  • Adam Tyrrell joins State Street as EMEA Head of Compliance from Deutsche Bank where he was COO, Controls, and Conduct.
  • Natasha Meaney joins UBS as Chief Administrative Officer, Compliance and Operational Risk from Barclays where she was MD, Chief Compliance Officer, Investment Banking, Barclays Non-core and Treasury.

Americas:

  • Suprio Chaudhuri joins ABN AMRO Securities USA as Chief Compliance Officer. He joins from LCH where he was the US Chief Compliance Officer.
  • Richard Weber joins Deutsche Bank as Americas Head of Anti-Financial Crime Compliance, reporting to Philippe Vollot. He was previously with the IRS, where he held the role of Head of Criminal Investigation.
  • Irwin Nack also joins Deutsche Bank as Deputy Americas Head of Anti-Financial Crime. He has joined from Bank of Tokyo Mitsubishi where he held the role of Head of Global Financial Crimes Advisory.
  • Tim Berry joins JPMorgan as the Global Head of Government Relations. He joins from the public sector where he was a former Chief of Staff to two majority Leaders of the U.S. House of Representatives. He replaces Nate Gatten who joins American Airlines.
  • Christina Dugger joins JPMorgan as CCO for the Corporate Investment Bank. She replaces Piers Le Marchant and reports directly to Frank Pearn, Group Chief Compliance Officer.
  • Emma Bredin joins Raymond James as Chief Compliance Officer, reporting to Jonathan Santelli, the General Counsel. She joins from Citi where she was the Global Head of Enterprise Compliance Risk Management.

APAC:

  • Scott Burton joins Deutsche Bank as APAC Head of Financial Crime. He joins from JPMorgan.
    Richard Moore joins Scotiabank as APAC Head of AML. He joins from DBS where he was MD, Head of Financial Crime & Chief Security Officer.
    Mabel Ma re-joins UBS as APAC Head of Financial Crime from Deutsche Bank where she was MD, Head of Anti-Financial Crime Asia Pacific. She is replaced by Manson Garrick who joins from JPMorgan where he was MD, Global Compliance Operations.

Insurance

EMEA:

  • Peter Hazelwood joins Aviva as Group Financial Crime Transformation Director. He was previously Global Head of Anti-Financial Crime at Deutsche Bank.
  • Jeremy Marsden joins BGL Group as Chief Risk and Compliance Officer from the FCA where he was Head of Department, Large Retail Bank Groups.
  • Steve Folkard joins BLG Group as Group Compliance Director from PwC where he was a Director within the Insurance and Investment Management team.
  • Leigh-Ann Plenderleith is appointed Head of Brexit Actuarial at Standard Life. She was previously Group Head of Financial Crime for the firm.

Retail Financial Services & Payments

EMEA:

  • Louise Johnston joins American Express as UK Chief Compliance Officer from Tesco Bank where she was Interim Compliance and Conduct Director.
  • Keith Salmon joins Caxton FX as Head of Compliance and MLRO from Nordpay Financial where he was Compliance Manager and MLRO.
  • David Roach joins ClearBank as Head of Compliance from Lloyds Banking Group where he was Interim Head of Conduct, Compliance and Operational Risk, Global Payments.
  • Antonia Simpson joins Deloitte as Director of Ethics and Financial Crime from Western Union where she was Director of Ethics and Corporate Compliance.
  • Ashraf Aly joins iwoca as Head of Compliance from Ratesetter where he was Risk and Compliance Manager.
  • Danielle Herndon joins fintech start-up Paybase as Head of Compliance and MLRO. She was formerly Financial Crime and Compliance Manager at HSBC.
  • Andreas Farina-Vaz joins Payments Rails as Chief Compliance Officer from Currencycloud where he was VP for Risk and Compliance & Chief AML Officer.
  • Kate Hartley joins Ratesetter as Head of Advisory Compliance from Pepper (UK) where she was Head of Compliance.
  • Laurence Perrin joins Ratesetter in a senior compliance role from GE Money where she was Head of Compliance.
  • Steven Robertson joins Tesco Bank as Head of Compliance Advisory from Newcastle Building Society where he was Head of Conduct Risk.

Americas:

  • Karin Lockovitch joins Bank of The West as Chief Compliance Officer, reporting to CEO Nandita Bakhshi. She joins from Zions Bancorp, where she was Chief Compliance Officer.

Non-FS

EMEA:

  • Mark Keddie joins Dentsu Aegis Network as Global Data Protection Officer from BT where he was Chief Privacy Officer.

Government / Regulators

EMEA:

  • Ed Sibley is appointed Deputy Governor with responsibility for Prudential Regulation at Central Bank of Ireland.

Americas:

  • Alan Cohen is appointed Senior Policy Advisor for Jay Clayton, Chairman of the SEC. Clayton, a former partner at Sullivan Cromwell was approved by the Senate to step into the role in May of 2017.
  • Robert Stebbins also joins the SEC as General Counsel, from Willkie Farr & Gallagher where he was a Partner in its Corporate & Financial Services Practice.

Please send me a PDF version of Leathwaite's key appointments reports:

Your Name (required)

Your Email (required)

Job Title (required)

Current Company (required)

Please indicate which functional report most accurately reflects your area of work: