Global Banking Groups & Global Exchanges:

EMEA:

  • Laura Padovani has been promoted to become the Group Chief Compliance Officer at Barclays. She was previously their Head of Global Compliance Services.
  • Martin Topping joins Barclays International as their Head of Financial Crime Assurance from HSBC where he was Regional Head of ABC, Europe Financial Crime Compliance.
  • Daniel Trinder is to join Barclays from Standard Chartered where he was their Global Head of Regulatory Reform.
  • Ruth Bailey at Barclays has been promoted to become their Global Head of Financial Crime for the Private Bank and Overseas Services. She was previously their Global Head of Investigations.
  • Valerie Hughes joins Credit Suisse as Regional EMEA Head of Anti-Bribery & Corruption from Citi where she was EMEA Anti-Bribery and Corruption Compliance Advisor.
  • Giuliana Bruce joins Daiwa Capital Markets Europe as Compliance Director from JP Morgan where she was MIFID 2 Compliance Consultant.
  • Deirdre Pepper joins Deutsche Bank as their Head of Regulatory Compliance for UKI/EMEA from Citibank where she was General Counsel Europe and Country Counsel Ireland.
  • Simon Wilkin joins Deutsche Bank as their Head of Financial Crime for Corporate Banking and Global Transaction Banking from SMBC where he was their Group Head of Financial Crime.
  • David Skade, UK Regional Head of Anti-Financial Crime & MLRO at Deutsche Bank has left the business.
  • Michael Hodnett joins ED&F Man Capital Markets as their Head of Compliance from Instinet Europe where he was European Head of Compliance, MLRO & Global Coordinator of Regulatory Controls.
  • Katharine Domanski, Global Chief of Staff and Planning, Regulatory Compliance at HSBC has left the firm.
  • Rosie Murphy Williams joins Mizuho as Deputy Chief Compliance Officer for EMEA from Tradeweb Europe where she was Chief Compliance Officer & MLRO.
  • Brad Thiele joins Nomura as Head of Financial Crime Controls Enhancement for EMEA from HSBC where he was a Senior Programme Manager.
  • Chin Eav Eap has been promoted to Head of Compliance Financial Crime Unit for Société Générale Corporate Investment Bank in EMEA. He was previously their Head of Metals & Mining Finance.
  • Eric Percheron joins Société Générale as Deputy Chief Compliance Officer for Europe & Russia and their Head of Financial Crime Unit from Groupe Credit du Nord where he was their Head of Group Financial Security.
  • Guillaume Burtschell has been promoted to become Chief Compliance Officer for the Corporate Investment Banking arm of Société Générale in EMEA. Prior to this he was Global Head of Investment Banking Compliance for the bank.
  • Carsten Hoyer joins Sumitomo Mitsui Banking Corporation as their Head of Compliance Frankfurt from UniCredit where he was their Head of UK Advisory Compliance and Deputy Head of UK Compliance.
  • Jim Nelson, Head of UK FCC Regulatory Matters, Group Financial Crime Function at Standard Chartered has left the business.
  • Blake Stephenson joins Tradeweb as Head of International Compliance from NASDAQ where he was Product and Commercial Manager for EMEA.
  • Leo Hattenbach joins UBS as their Head of Regional Investigations for Switzerland from KPMG where he was their Head of Financial Crime Advisory.
  • Michael Koehn has been promoted to become Head of Anti Financial Crime at UniCredit Bank AG. Prior to this he was their Global Head of KYC Programme for the Corporate Investment Bank.
  • John Wynn, EMEA Head of Financial Crime at Wells Fargo has left the business.

Americas:

  • Andie Louro DeMar joins Deutsche Bank as their Head of Wealth Management Compliance, Americas from Citi where she was Latin America COO, Head of Regional Programs and Corporate Compliance.
  • Nicholas Piccininni has been promoted to become the Global Head of Financial Crime at Wells Fargo. Prior to this he was Deputy BSA Officer and Director of Governance, Financial Crimes Risk Management.

Asset & Wealth Management:

EMEA:

  • Neil Sweeney, Global Head of Compliance at Aberdeen Asset Management has left the business.
  • John Viggiano has been promoted to become Chief Risk Officer, Head of Compliance & Regulatory Counsel at Allianz Asset Management in Munich. Prior to this he was their Global Head of Compliance and Regulatory Counsel.
  • Stephen Wadey joins British Airways Pension Investment Management at their Head of Risk and Compliance from AXA Investment Managers where most recently he was their UK Head of Compliance.
  • Elizabeth Gilmore joins Brooks Macdonald as Deputy Head of Compliance from RBS where she was Head of Distribution Advisory, Private Bank.
  • Giovanni Petruzzelli has been promoted to become Chief Compliance Officer of Deutsche Asset Management. Prior to this he was the Head of Compliance for Deutsche Asset Management in Germany.
  • Philip Hanssens is joining Fidelity International as Chief Compliance Officer, Europe from GAM where he was their Head of Compliance and Deputy General Counsel UK.
  • Chris Dimbylow joins Fisher Investments as Head of Compliance from Regulatory and Business Intelligence Ltd where he was a Director.
  • Natalie Baylis joins GAM as Group Head of Compliance from the FCA where she was Chief Counsel for Markets, Wholesale, Funds and Prudential regulation.
  • Laurent Vitel-Lepinay has been promoted to Head of Regulatory Affairs, EMEA at Invesco. He was previously Deputy CEO for Invesco Asset Management in Paris.
  • Marieke Kernet joins Smith & Williamson as Head of Financial Crime from HSBC where she was their European Head of Financial Crime Compliance for Global Banking and Markets.
  • Simon Cockbill joins Wells Fargo Asset Management as their EMEA Head of Compliance from Legg Mason where he was the Head of their European Compliance.

Americas:

  • Una Neary joins BlackRock as their Chief Compliance Officer from Goldman Sachs where she was a Partner and head of the bank’s regulatory practices group.
  • Michael Herde joins Charles Schwab as Chief Compliance Officer from Fidelity Investments where he was Head of Compliance and Chief Ethics Officer.
  • Sung-Hee Suh joins PIMCO as Global Head of Regulatory Risk & Compliance from White & Case LLP where she was a Partner.
  • Emily Posner joins Raymond James as Head of Corporate Compliance from Citi where she was Head of Compliance Governance & Oversight.

Retail Banking & Payment Firms:

EMEA:

  • Mirka Gastaldello joins Banco Santander as the Head of Compliance and Financial Crime from Rabobank where he was Managing Director and Regulatory Advisor.
  • John McKenna joins Banco Santander as their Head of Financial Crime Control from RBS where he was their Head of Financial Crime for Commercial and Private Banking.
  • Carole Pouchin has been promoted to become Deputy Chief Compliance Officer for the French Retail Banking arm of BNP Paribas. Prior to this she was COO Compliance for their Domestic Markets arm.
  • Simon Pearse joins the FCA as a Manager leading the Sandbox and Direct Support teams within the FCA Innovation Hub from RateSetter where he was their Head of Compliance and Regulatory Risk.
  • Amit Modha joins Funding Circle UK as their Global Head of Financial Crime from BUPA Insurance where he was their Head of Financial Crime.
  • Millie Richardson joins Global Reach Partners as Chief Compliance Officer from WorldFirst where she was Chief Compliance Officer.
  • Sara Cass joins Heronbridge Investment Management from World First where she was Head of Group Compliance.
  • Amanda Parmenter has been promoted to Head of Fraud & Financial Crime at Lloyds Banking Group. She steps up from the role of Head of Financial Crime Policy, Group Risk Division.
  • Virginia Lesaffer joins MoneyGram International in Brussels as their Head of Compliance, Operational Risk Management & Data Protection Officer Europe from ICBC Bank where she was their Head of Legal and Compliance.
  • Peter Wood joins RateSetter as their Head of Financial Crime from WorldFirst where he was Group MLRO.
  • Lesley Richardson has been promoted to Group Head of Compliance at RBS. She steps up from the role of Director of Risk and Conduct, Services.
  • Shilpa Arora joins Santander UK as their Head of Financial Crime Prevention from Barclays ServeCo where she was their Head of Governance and Controls.
  • Neil MacArthur, Head of Compliance at Sainsbury’s Bank has left the business.
  • Robin Penfold has left Shawbrook Bank where he was Head of Compliance.
  • Mark Savill joins Starling Bank as their Head of Compliance & MLRO from Paratus AMC where he was Head of Enterprise Risk, MLRO & DPO.
  • Adrien Antoni joins TransferTo as Head of Compliance from Sigue Corporation where he was their Head of International Compliance.

Americas:

  • James McCollough has been promoted to become Head of Compliance for Cards & Payments at Barclays. Prior to this he was Head of Barclays International Compliance UK.

Insurance:

EMEA:

  • Stuart Jones joins AXA Insurance Company as their Head of Compliance from Hiscox where he was Senior Compliance Officer.
  • Matt Saint has been promoted to become Group Anti Money Laundering Officer & Deputy Group Chief Financial Crime Officer at AXA. Prior to this he was Deputy Group Anti Money Laundering & Sanctions Officer.
  • Richard Pavey has been promoted to Head of Group Compliance and Regulatory Relationships at BUPA. He steps up from a consulting role within the compliance and conduct risk team.
  • Sandra Basaran joins Centrica as their Head of Ethics and Compliance from Co-Operative Insurance Companies where she was their Interim Head of Regulatory Risk.
  • Will Newby joins esure as their Head of Compliance. He was previously the CRO for Swinton Insurance. He replaces Iain Hearfield who was previously the Head of Regulatory Risk and Compliance at the insurer.
  • John Myers joins EY from JLT where he was their Group Head of Financial Crime.
  • Jonathan Froome joins JLT Group as Group Head of Financial Crime and MLRO from the FCA where he was within their Enforcement and Market Oversight team.
  • Alexis Craig has been promoted to become Head of Compliance for Munich Re Digital Partners. Prior to this she was Regional Legal and Compliance Manager for Africa and Middle East.
  • Jason Baker, Group Head of Risk and Compliance at Towergate Insurance has left the business.

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