This individual is well versed at operating at Executive level across a broad range of sectors in various regions, giving them a holistic understanding across all areas of Compliance within global organisations. We are confident this individual would be capable of stepping into a role that requires both subject matter expertise in range of sectors.

Key skill areas:

  • Compliance
  • Cross-sector
  • Global experience
  • Regulatory consulting
  • SMCR

Recent career history and key accomplishments:

  • In recent years they have held a senior Interim role with a UK retail bank with significant Compliance ownership, allowing for broad exposure across the full retail product suite whilst working on a range of BAU and programme focused work.
  • Prior to this they held a global compliance role within the investment management arm of a global insurer, a role within which they gained significant regulatory exposure whilst leading a global team.
  • Previously they held multiple executive level compliance role in Asia with organisations including a leading brokerage house and a European banking group.
  • Whilst initially in the UK, they gained strong exposure in a range of senior risk, compliance and regulatory focused roles with organisations including investment managers and management consultancies.
  • Their early career was spent in a range of roles across Compliance and Audit within buy side and Insurance houses.

This individual has developed a unique skillset within Compliance through their breadth of coverage across Financial Services. We would be confident in them succeeding in buy-side, sell-side and Retail Banking.

Sam Burt, Leathwaite Executive Interim Practice

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